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Related provisions for DISP 1.1A.3
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17The Ombudsman can also consider a complaint under the Compulsory Jurisdiction if it relates to an act or omission by:
(1) an investment firm authorised under the UK provisions which implemented22MiFID when providing investment services or ancillary services;(2)
a CRD credit institution when providing one or more investment services;(3)
an investment firm authorised under the UK provisions which implemented22MiFID or a CRD credit institution when selling structured deposits